Creating Risk By Fixing What's Not Broken The SIFMA podcast

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Creating Risk by Fixing What's Not Broken

1y ago 35:33

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In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sits down with our team to discuss the potential impacts of the U.S. Securities and Exchange Commission's far-reaching equity market structure proposals and walk through our recently filed comment letters.

Ellen Greene, Managing Director, Equity and Options Market Structure, Chris Killian, Managing Director, Securitization and Corporate Credit, Leslie Norwood, Managing Director and Associate General Counsel, Municipal Securities and Bill Thum, Managing Director and Associate General Counsel in SIFMA's Asset Management Group to discuss the potential impacts of the proposals on investors and other stakeholders. Individually and together, they raise serious concerns that would result in fundamental changes with uncertain and consequential results.

… continue reading

102 episoder

#Business #SIFMA

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Creating Risk by Fixing What's Not Broken

The SIFMA Podcast

11 subscribers

published 1y ago

Del

MP3•Episode hjem

Indhold leveret af SIFMA. Alt podcastindhold inklusive episoder, grafik og podcastbeskrivelser uploades og leveres direkte af SIFMA eller deres podcastplatformspartner. Hvis du mener, at nogen bruger dit ophavsretligt beskyttede værk uden din tilladelse, kan du følge processen beskrevet her https://da.player.fm/legal.

In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sits down with our team to discuss the potential impacts of the U.S. Securities and Exchange Commission's far-reaching equity market structure proposals and walk through our recently filed comment letters.

Ellen Greene, Managing Director, Equity and Options Market Structure, Chris Killian, Managing Director, Securitization and Corporate Credit, Leslie Norwood, Managing Director and Associate General Counsel, Municipal Securities and Bill Thum, Managing Director and Associate General Counsel in SIFMA's Asset Management Group to discuss the potential impacts of the proposals on investors and other stakeholders. Individually and together, they raise serious concerns that would result in fundamental changes with uncertain and consequential results.

… continue reading

102 episoder

#Business #SIFMA

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