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LexisNexis® Corporate & Securities Law Community Podcast featuring Jonathan Eisenberg, Colleen Mahoney and Mike Eisenberg on the Dodd-Frank Act

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Manage episode 306852911 series 1008022
Indhold leveret af LexisNexis®. Alt podcastindhold inklusive episoder, grafik og podcastbeskrivelser uploades og leveres direkte af LexisNexis® eller deres podcastplatformspartner. Hvis du mener, at nogen bruger dit ophavsretligt beskyttede værk uden din tilladelse, kan du følge processen beskrevet her https://da.player.fm/legal.
On this edition, Jonathan Eisenberg, General Counsel of UBS Wealth Management Americas, Colleen Mahoney of Skadden Arps and Professor Meyer "Mike" Eisenberg, Visiting Professor of Law at Willamette University College of Law, discuss the Dodd-Frank Act's impact on the SEC's enforcement program and the potential impact on litigation. They talk about how the legislation affects funding for the SEC, touch on the clawback of executive compensation, the possibility of creating a fiduciary duty and harmonizing the duties that apply to brokers and advisors and the issue of arbitration. Copyright© 2010 LexisNexis, a division of Reed Elsevier Inc. Visit www.lexisnexis.com/community/corpsec.
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39 episoder

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Manage episode 306852911 series 1008022
Indhold leveret af LexisNexis®. Alt podcastindhold inklusive episoder, grafik og podcastbeskrivelser uploades og leveres direkte af LexisNexis® eller deres podcastplatformspartner. Hvis du mener, at nogen bruger dit ophavsretligt beskyttede værk uden din tilladelse, kan du følge processen beskrevet her https://da.player.fm/legal.
On this edition, Jonathan Eisenberg, General Counsel of UBS Wealth Management Americas, Colleen Mahoney of Skadden Arps and Professor Meyer "Mike" Eisenberg, Visiting Professor of Law at Willamette University College of Law, discuss the Dodd-Frank Act's impact on the SEC's enforcement program and the potential impact on litigation. They talk about how the legislation affects funding for the SEC, touch on the clawback of executive compensation, the possibility of creating a fiduciary duty and harmonizing the duties that apply to brokers and advisors and the issue of arbitration. Copyright© 2010 LexisNexis, a division of Reed Elsevier Inc. Visit www.lexisnexis.com/community/corpsec.
  continue reading

39 episoder

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